Risk profile questionnaire

Knowing the risk profile can help investors to make the right investment choices as per their risk-taking capacity. Knowing your risk profile will allow you to plan better for your financial goals. Investors come with different risk profiles. The risk profile depends on various factors like your income, age and investment horizon.

IndiaNivesh helps to find out your risk profile through a questionnaire. The risk profile questionnaire is a type of risk assessment tool that will assist in finding out what kind of investor you are.

Answering the risk profile questionnaire is simple. All you need to do is select the answer that you feel right. The risk assessment tool will suggest the right asset allocation to help you fulfil your financial goals.

What is your current stage of life?

What is your main purpose of Investing

What is your current portfolio composition?

Have you planned for expenses like child’s higher education, marriage, purchase of house, medical / hospitalisation, retirement etc.?

What is your investment horizon and when do you plan to start withdrawing money from the portfolio?

What percentage of your investments would you like to keep for emergencies or unforeseen events?

If your investment is not doing as well as anticipated, how much time would you give for it to show performance?

Which of the following best describes you as an investor?

Assuming an inflation rate of 4-6% p.a. over a medium to long-term horizon, what is your return expectation?

Which portfolio will you choose from the following? (The table shows the worst and the best one year return of five hypothetical investment plans)

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Application Supported by Blocked Amount (ASBA) is mandatory for all investors. IPO applications can be made only under ASBA facility. No need to issue cheques, just write the bank account number and sign in the application form to authorize your bank to make the payment in case of allotment. No need to worry about refund, as the money remains in your account.

Know Your Client (KYC) is one time exercise while dealing in securities markets. Once KYC is done through a SEBI registered intermediary (i.e. broker, DP, Mutual Fund, etc.), you need not undergo the same process again when you approach another intermediary.

Prevent unauthorized transactions in your account by updating your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from the exchange on your mobile/email at the end of the day.

Prevent unauthorized transactions in your demat account by updating your mobile number with your Depository Participant. Receive alerts on your registered mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day.

Aadhar details are not mandatory for opening any accounts with IndiaNivesh. In case the Client wishes to open the account online (E-KYC) than for the purpose of getting the Digital Signature affixed on forms (by NSDL) Aadhar details is required to be filled in. The physical account opening process can be done at any of the branches of IndiaNivesh without giving Aadhar details.

Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020.

Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 3. Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month. . Issued in the interest of Investors"

Inactive & reactive client policy (Member has framed a policy regarding treatment of inactive accounts which should, inter-alia, cover aspects of time period, return of client assets and procedure for reactivation of the same and has also displayed the same on its website, (if any) in accordance with the guidelines issued by the Exchange.)

No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account. 1) Message from Exchange(s): Prevent Unauthorized transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of investors.

Message from Depositories: a) Prevent Unauthorized Transactions in your demat account --> Update your mobile number with your Depository Participant. Receive alerts on your registered mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day issued in the interest of investors. b) KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

Details of Authorized Persons Download-----compliance------List Of AP

RISK DISCLOSURES ON DERIVATIVES Download-----compliance------RISK DISCLOSURES ON DERIVATIVES

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IndiaNivesh Shares and Securities Pvt Ltd: SEBI registration no : INZ000010132 Registered/Corporate Address: 17th Floor Lodha Supremus Senapati Bapat Marg Lower Parel Mumbai 400013 Tel: 62406240 Email id: customersupport@indianivesh.in
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KMP details: Director: Rajesh Nuwal Email id- rajesh@indianivesh.in Contact no. 7738393327 Director: Kausik Shah email id- kausik@indianivesh.in Contact no. 7738393355

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PMS : INP000003815, Investment Advisor : INA000004625.

Compliance Officer Details :
IndiaNivesh Shares and Securities Pvt Ltd: Mr. Swapnil Patil , Telephone No : 022 62406240 ,Email :swapnil.patil@indianivesh.in
IndiaNivesh Commodities Private Limited : Mr. Swapnil Patil, Telephone No : 022 62406240 , Email : Swapnil.patil@indianivesh.in


IndiaNivesh Limited :Registered with Reserve Bank of India registration No. N-13.01877 CIN :- L99500MH1931PLC001493.
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